| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Citadel Asia Limited | RO | 提供資產管理 | 2023-07-31 | 2026-02-06 |
| Rep | 提供資產管理 | 2023-03-06 | 2023-07-31 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 期貨合約交易 | 2019-02-15 | 2023-01-13 |
| Rep | 證券交易 | 2016-12-19 | 2023-01-13 | |
| UBS DERIVATIVES HONG KONG LIMITED | Rep | 期貨合約交易 | 2011-05-19 | 2014-03-14 |
| UBS SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2011-05-19 | 2023-01-13 |
| Rep | 證券交易 | 2011-05-19 | 2023-01-13 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2011-05-19 | 2016-12-18 |