| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UBS DERIVATIVES HONG KONG LIMITED | Rep | 期貨合約交易 | 2011-07-06 | 2013-01-25 |
| UBS SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2011-07-06 | 2013-01-25 |
| Rep | 證券交易 | 2011-05-11 | 2013-01-25 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2011-05-11 | 2013-01-25 |
| MACQUARIE CAPITAL LIMITED | Rep | 證券交易 | 2009-04-30 | 2009-05-25 |
| Rep | 證券交易 | 2007-06-08 | 2008-11-24 | |
| MACQUARIE EQUITIES (ASIA) LIMITED | Rep | 就機構融資提供意見 | - | 2004-01-21 |
| Rep | 就證券提供意見 | - | 2004-01-21 | |
| Rep | 提供資產管理 | - | 2004-01-21 | |
| Rep | 證券交易 | - | 2008-11-24 |