| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UBS DERIVATIVES HONG KONG LIMITED | Rep | 期貨合約交易 | 2011-05-05 | 2012-10-25 |
| UBS SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2011-05-05 | 2012-10-25 |
| Rep | 證券交易 | 2011-05-05 | 2012-10-25 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2011-05-05 | 2012-10-25 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2009-03-24 | 2009-06-01 |
| Rep | 證券交易 | 2009-03-24 | 2009-06-01 |