| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UBS DERIVATIVES HONG KONG LIMITED | Rep | 期貨合約交易 | 2006-10-02 | 2012-02-07 |
| UBS SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2006-10-02 | 2012-02-07 |
| Rep | 證券交易 | 2006-10-02 | 2012-02-07 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2006-10-02 | 2012-02-06 |
| Credit Agricole Securities (Asia) Limited | RO | 提供資產管理 | - | 2004-09-24 |
| RO | 證券交易 | - | 2006-09-30 | |
| RBS Asia Futures Limited | RO | 就期貨合約提供意見 | - | 2004-09-24 |
| RO | 提供資產管理 | - | 2004-09-24 | |
| RO | 期貨合約交易 | - | 2006-09-30 | |
| RBS Asia Securities (Hong Kong) Limited | RO | 提供資產管理 | - | 2004-09-24 |
| RO | 證券交易 | - | 2005-02-08 |