| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | Rep | 期貨合約交易 | 2016-11-24 | - |
| Rep | 證券交易 | 2016-11-24 | - | |
| DAIXY Capital Management Limited | RO | 就證券提供意見 | 2014-07-02 | 2016-11-18 |
| RO | 提供資產管理 | 2014-07-02 | 2016-11-18 | |
| Rep | 就證券提供意見 | 2013-06-19 | 2014-07-02 | |
| Rep | 提供資產管理 | 2013-06-10 | 2014-07-02 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2010-07-28 | 2013-04-06 |
| UBS DERIVATIVES HONG KONG LIMITED | Rep | 期貨合約交易 | 2008-02-25 | 2013-04-06 |
| UBS SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2008-02-25 | 2013-04-06 |
| Rep | 證券交易 | 2008-02-25 | 2013-04-06 | |
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2006-10-05 | 2008-01-25 |