Li, Charles Sai Yiu 李世耀
證監會中央編號:AFN641
| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | RO | 就證券提供意見 | 2023-03-20 | - |
| RO | 提供資產管理 | 2023-03-20 | - | |
| RO | 證券交易 | 2023-03-20 | - | |
| HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | RO | 就證券提供意見 | 2023-03-20 | - |
| RO | 提供資產管理 | 2023-03-20 | - | |
| RO | 證券交易 | 2023-03-20 | - | |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | 提供資產管理 | 2022-10-14 | 2023-03-20 |
| HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | 提供資產管理 | 2022-10-14 | 2023-03-20 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | 就證券提供意見 | 2022-09-23 | 2023-03-20 |
| Rep | 證券交易 | 2022-09-23 | 2023-03-20 | |
| HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2022-09-23 | 2023-03-20 |
| Rep | 證券交易 | 2022-09-23 | 2023-03-20 | |
| UBS Asset Management (Hong Kong) Limited | RO | 就證券提供意見 | 2016-02-16 | 2022-07-15 |
| RO | 證券交易 | 2016-02-16 | 2022-07-15 | |
| Rep | 證券交易 | 2013-02-01 | 2016-02-16 | |
| Rep | 提供資產管理 | 2010-03-04 | 2016-01-22 | |
| Rep | 就證券提供意見 | 2010-02-08 | 2016-02-16 | |
| Allianz Global Investors Hong Kong Limited | Rep | 證券交易 | 2006-08-09 | 2009-08-01 |
| Rep | 就證券提供意見 | 2006-07-06 | 2009-08-01 | |
| TC Investment Management (Asia) Limited | Rep | 就證券提供意見 | 2003-11-03 | 2006-06-23 |
| FORTIS INVESTMENT MANAGEMENT ASIA LIMITED | Rep | 就證券提供意見 | 2003-04-01 | 2003-05-01 |
| Rep | 提供資產管理 | 2003-04-01 | 2003-05-01 | |
| Rep | 證券交易 | 2003-04-01 | 2003-05-01 |