| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | 證券交易 | 2013-02-01 | 2014-07-25 |
| Rep | 就證券提供意見 | 2011-01-31 | 2014-07-25 | |
| Rep | 提供資產管理 | 2011-01-31 | 2014-07-25 | |
| WELLINGTON MANAGEMENT HONG KONG LIMITED | Rep | 就證券提供意見 | 2009-01-05 | 2010-07-29 |
| Rep | 就證券提供意見 | 2004-12-30 | 2007-09-11 | |
| Rep | 就證券提供意見 | 2004-03-19 | 2004-09-19 |