| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CLSA LIMITED | Rep | 證券交易 | 2014-03-05 | 2019-04-16 |
| UBS SECURITIES HONG KONG LIMITED | Rep | 提供自動化交易服務 | 2011-10-13 | 2013-11-02 |
| UBS SECURITIES ASIA LIMITED | Rep | 證券交易 | 2011-03-09 | 2013-11-02 |
| UBS SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2011-03-09 | 2013-11-02 |
| Liquidnet Asia Limited | Rep | 提供自動化交易服務 | 2007-08-16 | 2011-03-08 |
| Rep | 證券交易 | 2007-08-16 | 2011-03-08 |