| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2022-05-23 | - |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2022-05-23 | - |
| Rep | 證券交易 | 2022-05-23 | - | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2015-03-30 | 2022-02-14 |
| Rep | 期貨合約交易 | 2015-03-30 | 2022-02-14 | |
| Vanguard Investments Hong Kong Limited | Rep | 就證券提供意見 | 2013-05-30 | 2015-01-28 |
| Rep | 證券交易 | 2013-05-30 | 2015-01-28 | |
| UBS SECURITIES ASIA LIMITED | Rep | 證券交易 | 2010-01-11 | 2012-10-30 |
已採集記錄中暫無金管局登記。