| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| DBS VICKERS (HONG KONG) LIMITED | Rep | 證券交易 | 2021-02-10 | - |
| UBS SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2016-12-19 | 2020-10-30 |
| UBS SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2009-08-11 | 2020-10-30 |
| Rep | 證券交易 | 2009-08-11 | 2020-10-30 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2009-08-11 | 2016-12-18 |
已採集記錄中暫無金管局登記。