| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2026-04-28 | - |
| Rep | 期貨合約交易 | 2026-04-28 | - | |
| Credit Suisse (Hong Kong) Limited | Rep | 證券交易 | 2022-10-31 | 2022-12-01 |
| Rep | 證券交易 | 2021-02-02 | 2022-09-20 | |
| Macquarie Asia Securities Limited | Rep | 就證券提供意見 | 2020-09-30 | 2020-11-27 |
| Rep | 證券交易 | 2020-09-30 | 2020-11-27 | |
| UBS DERIVATIVES HONG KONG LIMITED | Rep | 期貨合約交易 | 2011-10-17 | 2015-11-18 |
| UBS SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2011-10-17 | 2015-11-18 |
| UBS SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2011-10-17 | 2015-11-18 |
| UBS SECURITIES ASIA LIMITED | Rep | 證券交易 | 2011-07-21 | 2015-11-18 |