| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | 就期貨合約提供意見 | 2025-09-19 | - |
| Rep | 就證券提供意見 | 2015-01-20 | - | |
| Rep | 提供資產管理 | 2015-01-20 | - | |
| Rep | 證券交易 | 2015-01-20 | - | |
| FITCH (HONG KONG) LIMITED | Rep | 提供信貸評級服務 | 2013-04-02 | 2014-12-12 |
| UBS SECURITIES ASIA LIMITED | Rep | 就證券提供意見 | 2010-08-05 | 2012-11-02 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就證券提供意見 | 2010-06-09 | 2010-08-02 |
| Rep | 證券交易 | 2010-06-09 | 2010-08-02 |