| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2017-09-08 | 2021-12-03 |
| Rep | 就證券提供意見 | 2017-09-08 | 2021-12-03 | |
| Rep | 證券交易 | 2017-09-08 | 2021-12-03 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | 2016-08-11 | 2017-05-09 |
| Rep | 就證券提供意見 | 2016-08-11 | 2017-05-09 | |
| Rep | 證券交易 | 2016-08-11 | 2017-05-09 | |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 就機構融資提供意見 | 2012-08-13 | 2016-01-21 |
| Rep | 證券交易 | 2012-08-13 | 2016-01-21 | |
| UBS SECURITIES ASIA LIMITED | Rep | 就證券提供意見 | 2010-08-19 | 2012-02-07 |