| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2025-05-26 | 2025-05-29 |
| Rep | 證券交易 | 2025-05-26 | 2025-05-29 | |
| Rep | 期貨合約交易 | 2024-05-24 | 2024-05-29 | |
| Rep | 證券交易 | 2024-05-24 | 2024-05-29 | |
| Rep | 期貨合約交易 | 2023-01-16 | 2023-01-19 | |
| Rep | 證券交易 | 2023-01-16 | 2023-01-19 | |
| Rep | 期貨合約交易 | 2022-11-28 | 2022-12-01 | |
| Rep | 證券交易 | 2022-11-28 | 2022-12-01 | |
| Rep | 期貨合約交易 | 2010-06-01 | 2021-04-09 | |
| Rep | 證券交易 | 2010-06-01 | 2021-04-09 | |
| AP Asset Management (HK) Limited | Rep | 提供資產管理 | 2009-10-28 | 2010-04-30 |
| Oasis Management (Hong Kong) | Rep | 就期貨合約提供意見 | 2007-07-05 | 2008-10-30 |
| Rep | 就證券提供意見 | 2007-07-05 | 2008-10-30 | |
| Rep | 提供資產管理 | 2007-07-05 | 2008-10-30 |