| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | Rep | 證券交易 | 2025-05-22 | 2025-05-31 |
| Rep | 證券交易 | 2023-11-16 | 2023-11-18 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2023-11-16 | 2023-11-18 |
| Rep | 期貨合約交易 | 2016-12-19 | 2017-09-01 | |
| Rep | 證券交易 | 2016-12-19 | 2017-09-01 | |
| UBS DERIVATIVES HONG KONG LIMITED | Rep | 期貨合約交易 | 2013-06-27 | 2016-12-18 |
| UBS SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2013-06-27 | 2017-09-01 |
| UBS SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2013-06-27 | 2016-12-18 |
| UBS SECURITIES ASIA LIMITED | Rep | 證券交易 | 2008-02-25 | 2017-09-01 |