| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 證券交易 | 2017-11-23 | 2022-01-31 |
| STOCKWELL SECURITIES LIMITED | Rep | 證券交易 | 2013-06-04 | 2017-09-29 |
| UBS SECURITIES ASIA LIMITED | Rep | 就機構融資提供意見 | - | 2005-03-24 |
| Rep | 就證券提供意見 | - | 2005-03-24 | |
| Rep | 提供資產管理 | - | 2005-03-24 | |
| Rep | 證券交易 | - | 2011-10-18 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 就機構融資提供意見 | - | 2005-03-24 |
| Rep | 就證券提供意見 | - | 2005-03-24 | |
| Rep | 提供資產管理 | - | 2005-03-24 | |
| Rep | 證券交易 | - | 2011-10-18 |