| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2024-01-30 | - |
| Rep | 證券交易 | 2024-01-30 | - | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2016-12-19 | 2018-05-16 |
| UBS SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2009-08-10 | 2018-05-16 |
| UBS SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2009-08-10 | 2016-12-18 |
| UBS SECURITIES ASIA LIMITED | Rep | 證券交易 | 2009-07-07 | 2018-05-16 |
| CGS International Securities Hong Kong Limited | Rep | 證券交易 | 2009-05-29 | 2009-06-08 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2005-11-30 | 2009-02-27 |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 證券交易 | 2004-10-19 | 2005-10-10 |
已採集記錄中暫無金管局登記。