| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Athos Capital Limited | Rep | 提供資產管理 | 2024-12-17 | - |
| UBS Asset Management (Hong Kong) Limited | RO | 就證券提供意見 | 2017-03-14 | 2019-12-19 |
| RO | 提供資產管理 | 2017-03-14 | 2019-12-19 | |
| RO | 期貨合約交易 | 2017-03-14 | 2019-12-19 | |
| RO | 證券交易 | 2017-03-14 | 2019-12-19 | |
| Rep | 證券交易 | 2013-04-10 | 2017-03-14 | |
| Rep | 期貨合約交易 | 2013-02-01 | 2017-03-14 | |
| Rep | 就證券提供意見 | 2012-03-19 | 2017-03-14 | |
| Rep | 提供資產管理 | 2012-03-19 | 2017-03-14 | |
| UBS SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2011-06-09 | 2012-03-19 |
| Rep | 證券交易 | 2011-06-09 | 2012-03-19 | |
| Point72 Hong Kong Limited | Rep | 提供資產管理 | 2010-07-02 | 2011-04-18 |
| SCULPTOR CAPITAL MANAGEMENT HONG KONG LIMITED | Rep | 提供資產管理 | 2007-03-16 | 2008-12-05 |
已採集記錄中暫無金管局登記。