Kwan, Sing Yuen 關承遠
證監會中央編號:ABW052
| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UBS SECURITIES HONG KONG LIMITED | Rep | 提供自動化交易服務 | 2016-12-19 | - |
| Rep | 證券交易 | 2016-12-19 | - | |
| Rep | 提供自動化交易服務 | 2011-11-25 | 2016-12-18 | |
| UBS SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2008-08-29 | - |
| Rep | 證券交易 | 2003-04-01 | - | |
| Rep | 就機構融資提供意見 | 2003-04-01 | 2005-03-24 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2005-03-24 | |
| Rep | 提供資產管理 | 2003-04-01 | 2005-03-24 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2005-03-24 |
| Rep | 就證券提供意見 | 2003-04-01 | 2005-03-24 | |
| Rep | 提供資產管理 | 2003-04-01 | 2005-03-24 | |
| Rep | 證券交易 | 2003-04-01 | 2016-12-18 |