| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| dLab Asset Management Limited | Rep | 就證券提供意見 | 2026-10-15 | - |
| Rep | 提供資產管理 | 2026-10-15 | - | |
| HBS (Hong Kong) Limited | RO | 就證券提供意見 | 2021-03-09 | 2023-09-01 |
| RO | 證券交易 | 2021-03-09 | 2023-09-01 | |
| HashKey Capital Limited | Rep | 提供資產管理 | 2020-04-24 | 2023-09-01 |
| Admiralty Harbour Capital Limited | Rep | 就證券提供意見 | 2019-01-24 | 2020-03-05 |
| Rep | 證券交易 | 2019-01-24 | 2020-03-05 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 就機構融資提供意見 | 2016-12-19 | 2018-07-25 |
| Rep | 期貨合約交易 | 2016-12-19 | 2018-07-25 | |
| UBS DERIVATIVES HONG KONG LIMITED | Rep | 期貨合約交易 | 2013-06-20 | 2016-12-18 |
| UBS SECURITIES HONG KONG LIMITED | Rep | 就機構融資提供意見 | 2012-06-07 | 2016-12-18 |
| UBS SECURITIES ASIA LIMITED | RO | 期貨合約交易 | 2011-11-25 | 2018-07-25 |
| RO | 證券交易 | 2011-11-25 | 2018-07-25 | |
| Rep | 期貨合約交易 | 2007-01-08 | 2011-11-25 | |
| Rep | 證券交易 | 2007-01-08 | 2011-11-25 |
已採集記錄中暫無金管局登記。