| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2019-02-01 | - |
| UBS SECURITIES HONG KONG LIMITED | Rep | 期貨合約交易 | 2019-02-01 | - |
| Rep | 提供自動化交易服務 | 2016-12-19 | - | |
| Rep | 證券交易 | 2016-12-19 | - | |
| Rep | 提供自動化交易服務 | 2011-10-13 | 2016-12-18 | |
| UBS SECURITIES ASIA LIMITED | Rep | 證券交易 | 2009-05-25 | - |
| UBS SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2009-05-25 | 2016-12-18 |