| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | RO | 期貨合約交易 | 2024-11-07 | - |
| UBS SECURITIES HONG KONG LIMITED | RO | 期貨合約交易 | 2024-11-07 | - |
| UBS SECURITIES ASIA LIMITED | RO | 證券交易 | 2019-11-28 | - |
| UBS SECURITIES HONG KONG LIMITED | RO | 提供自動化交易服務 | 2019-11-28 | - |
| RO | 證券交易 | 2019-11-28 | - | |
| Rep | 提供自動化交易服務 | 2016-12-19 | 2019-11-28 | |
| Rep | 證券交易 | 2016-12-19 | 2019-11-28 | |
| UBS SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2016-11-30 | 2024-11-07 |
| UBS SECURITIES HONG KONG LIMITED | Rep | 提供自動化交易服務 | 2011-12-09 | 2016-12-18 |
| UBS SECURITIES ASIA LIMITED | Rep | 證券交易 | 2010-03-26 | 2019-11-28 |
| UBS SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2010-03-26 | 2016-12-18 |
已採集記錄中暫無金管局登記。