| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2020-09-24 | 2023-09-12 |
| Rep | 證券交易 | 2020-09-24 | 2023-09-12 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 提供自動化交易服務 | 2020-09-24 | 2023-09-12 |
| Rep | 期貨合約交易 | 2020-09-24 | 2023-09-12 | |
| Rep | 證券交易 | 2020-09-24 | 2023-09-12 | |
| UBS SECURITIES ASIA LIMITED | Rep | 證券交易 | 2010-06-22 | 2014-05-15 |
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2005-01-06 | 2008-11-20 |
| Morgan Stanley Hong Kong Futures Limited | Rep | 期貨合約交易 | 2005-01-06 | 2008-11-20 |