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Wan, Xing (SFC:AXQ294) 万星 - 公開紀律行動 | 香港證監會持牌人士（編號 97174）

Wan, Xing (SFC:AXQ294) 万星

證監會中央編號:AXQ294

主要資料證監會牌照公開紀律行動

公開紀律行動

SFC fines Ms Wan Xing of UBS HK$200k

SFC, 01-Mar-2016

Ms Wan told her clients they could sell the new BYD shares 2 days before the placing was due to complete, but they shouldn't have, because the placing might not have completed. In the end it did though.

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