| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Jefferies Hong Kong Limited | Rep | 證券交易 | 2026-01-26 | 2026-09-10 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 期貨合約交易 | 2022-05-31 | 2025-12-12 |
| Rep | 證券交易 | 2022-04-19 | 2025-12-12 | |
| MIZUHO SECURITIES ASIA LIMITED | Rep | 提供資產管理 | 2019-03-04 | 2022-02-08 |
| Rep | 證券交易 | 2019-02-13 | 2022-02-08 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 提供自動化交易服務 | 2016-12-19 | 2019-01-17 |
| Rep | 證券交易 | 2016-12-19 | 2019-01-17 | |
| Rep | 提供自動化交易服務 | 2011-10-13 | 2016-12-18 | |
| UBS SECURITIES ASIA LIMITED | Rep | 證券交易 | 2006-12-18 | 2019-01-17 |
| UBS SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2006-12-18 | 2016-12-18 |