| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SKYVAST ASSET MANAGEMENT LIMITED | RO | 就證券提供意見 | 2025-06-30 | - |
| RO | 提供資產管理 | 2025-06-30 | - | |
| SKYVAST SECURITIES LIMITED | RO | 就證券提供意見 | 2025-06-30 | - |
| RO | 證券交易 | 2025-06-30 | - | |
| BaoJia Capital Limited | Rep | 就證券提供意見 | 2025-03-17 | 2025-06-12 |
| Rep | 提供資產管理 | 2025-03-17 | 2025-06-12 | |
| Plutus Securities Limited | RO | 證券交易 | 2023-02-17 | 2024-09-14 |
| PLUTUS ASSET MANAGEMENT LIMITED (GBEN) | Rep | 提供資產管理 | 2022-09-15 | 2024-09-14 |
| Rep | 就證券提供意見 | 2022-04-14 | 2024-09-14 | |
| Plutus Securities Limited | Rep | 證券交易 | 2022-04-14 | 2023-02-17 |
| DL SECURITIES (HK) LIMITED | Rep | 就證券提供意見 | 2021-08-17 | 2022-03-31 |
| Rep | 證券交易 | 2021-08-17 | 2022-03-31 | |
| MIB SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2015-03-02 | 2021-08-03 |
| MIB FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2013-07-08 | 2021-08-03 |
| MIB SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2013-07-08 | 2021-08-03 |
| PARTNERS CAPITAL SECURITIES LIMITED | Rep | 證券交易 | 2011-11-23 | 2013-06-30 |
| XinKong International Securities Limited | Rep | 就證券提供意見 | 2011-06-16 | 2011-10-08 |
| UNITED SIMSEN FOREX DEALERS LIMITED | Rep | 槓桿式外匯交易 | 2011-05-11 | 2011-10-08 |
| XinKong International Securities Limited | Rep | 期貨合約交易 | 2011-04-06 | 2011-10-08 |
| Rep | 證券交易 | 2011-04-06 | 2011-10-08 | |
| CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | 期貨合約交易 | 2010-12-06 | 2011-03-26 |
| Rep | 證券交易 | 2010-12-06 | 2011-03-26 | |
| Arta Asset Management Limited | Rep | 就證券提供意見 | 2010-09-28 | 2010-12-01 |
| ENLIGHTEN FUTURES LIMITED | Rep | 期貨合約交易 | 2010-07-14 | 2010-12-01 |
| Arta Asset Management Limited | Rep | 證券交易 | 2010-04-29 | 2010-12-01 |
| ENLIGHTEN SECURITIES LIMITED | Rep | 證券交易 | 2010-04-29 | 2010-12-01 |
| HONG KONG FOREX INVESTMENT LIMITED | Rep | 槓桿式外匯交易 | 2007-01-02 | 2008-09-20 |
| CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | 槓桿式外匯交易 | 2003-04-01 | 2006-11-01 |
已採集記錄中暫無金管局登記。