| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PRUDENTIAL BROKERAGE LIMITED | Rep | 證券交易 | 2022-09-28 | - |
| PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | 期貨合約交易 | 2022-09-28 | - |
| XinKong International Securities Limited | Rep | 期貨合約交易 | 2010-11-17 | 2022-08-04 |
| Rep | 證券交易 | 2010-11-17 | 2022-09-12 | |
| EMPEROR FUTURES LIMITED | Rep | 期貨合約交易 | 2009-02-19 | 2010-08-12 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 證券交易 | 2008-12-23 | 2010-08-12 |