| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PRUDENTIAL BROKERAGE LIMITED | Rep | 證券交易 | 2013-06-17 | - |
| PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | 期貨合約交易 | 2013-06-17 | - |
| CSC FUTURES (HK) LIMITED | Rep | 期貨合約交易 | 2012-11-02 | 2013-06-03 |
| CSC SECURITIES (HK) LIMITED | Rep | 證券交易 | 2012-10-22 | 2013-06-03 |
| XinKong International Securities Limited | Rep | 證券交易 | 2007-05-14 | 2012-09-15 |