| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CMB INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2019-07-02 | - |
| CMB International Securities Limited | Rep | 就證券提供意見 | 2019-07-02 | - |
| Rep | 證券交易 | 2019-07-02 | - | |
| GF FUTURES (HONG KONG) CO., LIMITED | Rep | 期貨合約交易 | 2015-12-01 | 2019-06-06 |
| GF Securities (Hong Kong) Brokerage Limited | Rep | 就證券提供意見 | 2015-12-01 | 2019-06-06 |
| Rep | 證券交易 | 2015-12-01 | 2019-06-06 | |
| ASA SECURITIES LIMITED | Rep | 就證券提供意見 | 2013-04-02 | 2015-10-30 |
| Rep | 期貨合約交易 | 2013-04-02 | 2015-10-30 | |
| Rep | 證券交易 | 2013-04-02 | 2015-10-30 | |
| XinKong International Securities Limited | Rep | 期貨合約交易 | 2011-01-03 | 2012-06-25 |
| Rep | 證券交易 | 2011-01-03 | 2012-06-25 | |
| Ark Securities (Hong Kong) Limited | Rep | 證券交易 | 2010-07-27 | 2010-11-22 |
| PROVIDENT FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2010-07-27 | 2010-11-22 |
已採集記錄中暫無金管局登記。