| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| EAST ASIA FUTURES LIMITED | Rep | 期貨合約交易 | 2018-06-27 | 2021-01-16 |
| EAST ASIA SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2018-06-27 | 2021-01-16 |
| CMB INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2011-11-15 | 2016-08-22 |
| XinKong International Securities Limited | Rep | 期貨合約交易 | 2007-07-23 | 2011-11-01 |
| Rep | 證券交易 | 2007-05-18 | 2011-11-01 |