| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA SYSTEM SECURITIES LIMITED | RO | 證券交易 | 2020-04-20 | - |
| Rep | 證券交易 | 2020-03-24 | 2020-04-20 | |
| BETA INTERNATIONAL SECURITIES LIMITED | RO | 證券交易 | 2015-12-18 | 2020-03-17 |
| Rep | 證券交易 | 2012-10-26 | 2015-12-18 | |
| XinKong International Securities Limited | Rep | 證券交易 | 2008-10-22 | 2012-10-17 |
| Mage Securities Limited | Rep | 證券交易 | 2007-05-14 | 2009-04-30 |
| BETA INTERNATIONAL SECURITIES LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-10-04 |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-10-04 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-10-04 | |
| Rep | 證券交易 | 2003-04-01 | 2007-05-02 |