| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ABCI Securities Company Limited | Rep | 證券交易 | 2011-09-26 | 2011-11-07 |
| XinKong International Securities Limited | Rep | 證券交易 | 2011-06-07 | 2011-09-21 |
| CELESTIAL COMMODITIES LIMITED | Rep | 期貨合約交易 | 2009-06-08 | 2009-11-10 |
| CELESTIAL SECURITIES LIMITED | Rep | 證券交易 | 2009-04-30 | 2009-11-10 |