| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 證券交易 | 2022-08-11 | - |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2022-08-11 | - |
| XinKong International Securities Limited | Rep | 期貨合約交易 | 2005-07-21 | 2022-07-18 |
| Rep | 就機構融資提供意見 | 2003-04-01 | 2003-10-06 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-10-06 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-10-06 | |
| Rep | 提供自動化交易服務 | 2003-04-01 | 2003-10-06 | |
| Rep | 證券交易 | 2003-04-01 | 2022-07-18 |