| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2023-03-07 | - |
| Guotai Junan FX Limited | Rep | 槓桿式外匯交易 | 2012-11-01 | - |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2012-10-15 | - |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2012-10-15 | - |
| XinKong International Securities Limited | Rep | 期貨合約交易 | 2010-11-05 | 2012-09-29 |
| Rep | 證券交易 | 2010-11-05 | 2012-09-29 | |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期貨合約交易 | 2010-02-05 | 2010-08-05 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2010-01-12 | 2010-08-05 |
| Success Securities Limited | Rep | 證券交易 | 2008-04-17 | 2009-12-04 |
已採集記錄中暫無金管局登記。