| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期貨合約交易 | 2020-09-14 | - |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2020-09-14 | - |
| CENTRAL WEALTH FUTURES LIMITED | Rep | 期貨合約交易 | 2017-08-07 | 2020-07-13 |
| CENTRAL WEALTH SECURITIES INVESTMENT LIMITED | Rep | 證券交易 | 2017-08-07 | 2020-07-13 |
| CMBC INTERNATIONAL FUTURES COMPANY LIMITED | Rep | 期貨合約交易 | 2013-07-09 | 2017-07-31 |
| CMBC SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2013-07-09 | 2017-07-31 |
| ORIENTAL WEALTH FUTURES LIMITED | Rep | 期貨合約交易 | 2013-05-10 | 2013-06-25 |
| ORIENTAL WEALTH SECURITIES LIMITED | Rep | 證券交易 | 2013-05-10 | 2013-06-25 |
| XinKong International Securities Limited | Rep | 期貨合約交易 | 2009-08-12 | 2012-09-29 |
| Rep | 就機構融資提供意見 | 2003-04-01 | 2004-03-16 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-03-16 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-03-16 | |
| Rep | 提供自動化交易服務 | 2003-04-01 | 2004-03-16 | |
| Rep | 證券交易 | 2003-04-01 | 2012-09-29 |
已採集記錄中暫無金管局登記。