| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| JOY RICH SECURITIES INVESTMENT LIMITED | RO | 就證券提供意見 | 2021-04-07 | - |
| RO | 證券交易 | 2021-01-29 | - | |
| Rep | 證券交易 | 2020-10-09 | 2021-01-29 | |
| Po Tai Securities (Hong Kong) Limited | RO | 就證券提供意見 | 2020-04-09 | 2020-10-03 |
| RO | 證券交易 | 2019-11-25 | 2020-10-03 | |
| Rep | 證券交易 | 2019-09-02 | 2019-11-25 | |
| CENTRAL WEALTH FUTURES LIMITED | RO | 就期貨合約提供意見 | 2019-03-13 | 2019-08-16 |
| RO | 期貨合約交易 | 2018-01-09 | 2019-08-16 | |
| CENTRAL WEALTH SECURITIES INVESTMENT LIMITED | RO | 證券交易 | 2018-01-09 | 2019-08-16 |
| CENTRAL WEALTH FUTURES LIMITED | Rep | 期貨合約交易 | 2017-09-07 | 2018-01-09 |
| CENTRAL WEALTH SECURITIES INVESTMENT LIMITED | Rep | 證券交易 | 2017-09-07 | 2018-01-09 |
| CMBC INTERNATIONAL FUTURES COMPANY LIMITED | RO | 期貨合約交易 | 2016-08-23 | 2017-08-31 |
| CMBC SECURITIES COMPANY LIMITED | RO | 證券交易 | 2016-08-23 | 2017-08-31 |
| CMBC INTERNATIONAL FUTURES COMPANY LIMITED | Rep | 期貨合約交易 | 2011-09-26 | 2016-08-23 |
| CMBC SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2011-09-26 | 2016-08-23 |
| XinKong International Securities Limited | Rep | 期貨合約交易 | 2005-07-12 | 2011-09-23 |
| Rep | 就機構融資提供意見 | 2003-04-01 | 2004-06-14 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-06-14 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-06-14 | |
| Rep | 提供自動化交易服務 | 2003-04-01 | 2004-06-14 | |
| Rep | 證券交易 | 2003-04-01 | 2011-09-23 |
已採集記錄中暫無金管局登記。