| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| DaoKou Asset Management Limited | RO | 就證券提供意見 | 2025-04-02 | - |
| RO | 提供資產管理 | 2025-04-02 | - | |
| DaoKou Securities Limited | RO | 證券交易 | 2025-04-02 | - |
| MODERN INNOVATIVE ASSET MANAGEMENT LIMITED | RO | 就證券提供意見 | 2022-01-04 | 2025-03-31 |
| RO | 提供資產管理 | 2021-11-01 | 2025-03-31 | |
| MODERN INNOVATIVE SECURITIES LIMITED | RO | 期貨合約交易 | 2021-09-07 | 2025-03-31 |
| RO | 證券交易 | 2021-09-07 | 2025-03-31 | |
| Rep | 期貨合約交易 | 2021-07-23 | 2021-09-07 | |
| Rep | 證券交易 | 2021-07-23 | 2021-09-07 | |
| SILVER NILE GLOBAL INVESTMENTS LIMITED | RO | 期貨合約交易 | 2018-08-31 | 2021-06-12 |
| RO | 提供資產管理 | 2018-05-16 | 2021-06-12 | |
| RO | 證券交易 | 2018-03-22 | 2021-06-12 | |
| Rep | 證券交易 | 2018-02-05 | 2018-03-22 | |
| Rep | 提供資產管理 | 2018-02-05 | 2018-05-16 | |
| Rep | 就證券提供意見 | 2018-02-05 | 2021-06-12 | |
| GRANDLY FINANCIAL SERVICES LIMITED | RO | 期貨合約交易 | 2017-07-28 | 2018-01-31 |
| RO | 證券交易 | 2017-07-28 | 2018-01-31 | |
| Rep | 期貨合約交易 | 2017-06-07 | 2017-07-28 | |
| Rep | 證券交易 | 2017-06-07 | 2017-07-28 | |
| FULBRIGHT ASSET MANAGEMENT LIMITED | Rep | 提供資產管理 | 2016-07-08 | 2017-06-01 |
| FULBRIGHT SECURITIES LIMITED | Rep | 就證券提供意見 | 2016-06-10 | 2017-06-01 |
| FULBRIGHT FUTURES LIMITED | Rep | 期貨合約交易 | 2015-05-22 | 2017-06-01 |
| FULBRIGHT SECURITIES LIMITED | Rep | 證券交易 | 2015-05-22 | 2017-06-01 |
| HUNG SING FUTURES LIMITED | Rep | 期貨合約交易 | 2012-12-10 | 2015-02-10 |
| HUNG SING SECURITIES LIMITED | Rep | 證券交易 | 2012-12-10 | 2015-02-10 |
| XinKong International Securities Limited | Rep | 期貨合約交易 | 2010-09-17 | 2012-09-15 |
| Rep | 證券交易 | 2010-09-17 | 2012-09-15 | |
| CELESTIAL SECURITIES LIMITED | Rep | 證券交易 | 2008-04-28 | 2010-08-21 |
已採集記錄中暫無金管局登記。