Personnel Hong Kong SFC License Details (ID 97376)

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

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機構	角色	受規管活動	開始日期	結束日期
FIRST SHANGHAI SECURITIES LIMITED	Rep	證券交易	2019-07-02	2019-09-24
Look's Securities Limited	Rep	證券交易	2019-03-22	2019-03-26
SBI China Capital Financial Services Limited	Rep	證券交易	2014-10-15	2016-06-30
Metaverse Securities Limited (HK)	Rep	就證券提供意見	2014-06-05	2014-09-03
	Rep	證券交易	2014-06-05	2014-09-03
CSC FUTURES (HK) LIMITED	Rep	期貨合約交易	2013-12-03	2014-05-02
CSC SECURITIES (HK) LIMITED	Rep	證券交易	2013-12-03	2014-05-02
CES Commodities (HK) Limited	Rep	期貨合約交易	2013-08-08	2013-11-18
CES Forex (HK) Limited	Rep	槓桿式外匯交易	2013-08-08	2013-11-18
Everbright Securities Investment Services (HK) Limited	Rep	證券交易	2013-08-08	2013-11-18
CSC FUTURES (HK) LIMITED	Rep	期貨合約交易	2013-05-13	2013-07-17
CSC SECURITIES (HK) LIMITED	Rep	證券交易	2013-05-13	2013-07-17
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	期貨合約交易	2009-10-21	2012-06-29
UOB KAY HIAN (HONG KONG) LIMITED	Rep	證券交易	2009-09-30	2012-06-29
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	證券交易	2009-08-31	2009-09-05
FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED	Rep	證券交易	2008-10-16	2009-03-29
RHB FUTURES HONG KONG LIMITED	Rep	期貨合約交易	2008-06-13	2008-08-01
RHB SECURITIES HONG KONG LIMITED	Rep	證券交易	2008-06-13	2008-08-01
PHILLIP COMMODITIES (HK) LIMITED	Rep	期貨合約交易	2007-04-19	2008-06-11
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	證券交易	2007-04-19	2008-06-11