| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 證券交易 | 2007-02-08 | - |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2007-02-08 | - |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2006-08-18 | 2007-02-01 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2006-03-27 | 2007-02-01 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2006-03-27 | 2007-02-01 |
已採集記錄中暫無金管局登記。