| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| AFG Securities Limited | RO | 證券交易 | 2018-05-21 | 2025-03-19 |
| Rep | 證券交易 | 2018-01-16 | 2018-05-21 | |
| China Galaxy International Futures (Hong Kong) Co., Limited | Rep | 期貨合約交易 | 2012-11-15 | 2017-12-31 |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | 證券交易 | 2012-11-15 | 2017-12-31 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 證券交易 | 2011-07-22 | 2012-10-31 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2011-07-22 | 2012-10-31 |