| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期貨合約交易 | 2014-03-07 | 2014-05-24 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2014-03-07 | 2014-05-24 |
| FULBRIGHT FUTURES LIMITED | Rep | 期貨合約交易 | 2012-04-23 | 2014-01-04 |
| FULBRIGHT SECURITIES LIMITED | Rep | 證券交易 | 2012-04-23 | 2014-01-04 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 證券交易 | 2011-07-27 | 2012-01-12 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2011-07-27 | 2012-01-12 |
| CELESTIAL COMMODITIES LIMITED | Rep | 期貨合約交易 | 2010-03-08 | 2011-07-20 |
| CELESTIAL SECURITIES LIMITED | Rep | 證券交易 | 2010-03-08 | 2011-07-20 |