| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 證券交易 | 2004-12-13 | 2023-02-28 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2004-12-13 | 2023-02-28 |
| BNP PARIBAS PEREGRINE FUTURES LIMITED | Rep | 就期貨合約提供意見 | - | 2004-02-04 |
| Rep | 提供資產管理 | - | 2004-02-04 | |
| Rep | 期貨合約交易 | - | 2004-12-11 | |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 就機構融資提供意見 | - | 2004-02-04 |
| Rep | 就證券提供意見 | - | 2004-02-04 | |
| Rep | 提供資產管理 | - | 2004-02-04 | |
| Rep | 證券交易 | - | 2004-12-11 |