| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HANTEC SECURITIES CO., LIMITED | Rep | 證券交易 | 2025-07-18 | - |
| HANTEC WEALTH MANAGEMENT COMPANY LIMITED | Rep | 就證券提供意見 | 2025-07-18 | - |
| Rep | 提供資產管理 | 2025-07-18 | - | |
| Samsung Asset Management (Hong Kong) Limited | RO | 證券交易 | 2023-12-01 | 2025-03-03 |
| Rep | 就證券提供意見 | 2023-06-29 | 2025-03-03 | |
| Rep | 提供資產管理 | 2023-06-29 | 2025-03-03 | |
| Forthright Capital Management Limited | Rep | 提供資產管理 | 2023-02-07 | 2023-06-09 |
| FORTHRIGHT SECURITIES COMPANY LIMITED | Rep | 就證券提供意見 | 2022-05-16 | 2023-06-09 |
| Rep | 證券交易 | 2022-05-16 | 2023-06-09 | |
| MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2019-11-06 | 2022-04-23 |
| Rep | 證券交易 | 2019-11-06 | 2022-04-23 | |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | 就證券提供意見 | 2017-09-07 | 2019-10-03 |
| Rep | 證券交易 | 2017-09-07 | 2019-10-03 | |
| Changjiang Securities Brokerage (HK) Limited | Rep | 證券交易 | 2017-05-11 | 2017-07-13 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 證券交易 | 2016-10-25 | 2017-03-11 |
| Jefferies Hong Kong Limited | Rep | 證券交易 | 2015-09-17 | 2015-12-16 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2014-08-20 | 2015-09-10 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2012-04-20 | 2013-07-31 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 證券交易 | 2010-12-23 | 2013-07-31 |
已採集記錄中暫無金管局登記。