| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 證券交易 | 2006-07-26 | - |
| HOU TAK SECURITIES LIMITED | Rep | 證券交易 | 2004-12-16 | 2006-07-22 |
| EVER-LONG SECURITIES COMPANY LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-10-11 |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-10-11 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-10-11 | |
| Rep | 證券交易 | 2003-04-01 | 2004-12-15 |