| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | 證券交易 | 2022-12-28 | 2024-09-30 |
| KGI ASIA LIMITED | Rep | 證券交易 | 2017-10-03 | 2022-12-06 |
| Rep | 證券交易 | 2016-09-29 | 2017-10-02 | |
| Soochow Securities International Brokerage Limited | Rep | 證券交易 | 2015-07-09 | 2016-09-16 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | - | 2004-02-27 |
| Rep | 就證券提供意見 | - | 2004-02-27 | |
| Rep | 證券交易 | - | 2015-06-30 |