Kwok, Chi Lung 郭智瀧

證監會中央編號:AAK750

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
UOB KAY HIAN (HONG KONG) LIMITED	RO	證券交易	2025-09-17	-
	Rep	證券交易	2008-06-11	2025-09-17
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	期貨合約交易	2008-06-11	-
CES Commodities (HK) Limited	Rep	期貨合約交易	2007-03-15	2008-05-31
CES International Commodities (HK) Limited	Rep	期貨合約交易	2007-03-15	2008-05-31
Everbright Securities Digital Finance (HK) Limited	Rep	證券交易	2007-03-15	2008-05-31
Everbright Securities Investment Services (HK) Limited	Rep	證券交易	2007-03-15	2008-05-31
PIPER JAFFRAY ASIA FUTURES LIMITED	Rep	期貨合約交易	2006-03-03	2007-03-01
PIPER JAFFRAY ASIA SECURITIES LIMITED	Rep	證券交易	2006-03-03	2007-03-01
CES Commodities (HK) Limited	Rep	就期貨合約提供意見	2003-04-01	2004-01-19
	Rep	提供資產管理	2003-04-01	2004-01-19
	Rep	期貨合約交易	2003-04-01	2006-03-02
Everbright Securities Digital Finance (HK) Limited	Rep	就機構融資提供意見	2003-04-01	2004-01-19
	Rep	就證券提供意見	2003-04-01	2004-01-19
	Rep	提供資產管理	2003-04-01	2004-01-19
	Rep	提供自動化交易服務	2003-04-01	2004-01-19
	Rep	證券交易	2003-04-01	2006-03-02
Everbright Securities Investment Services (HK) Limited	Rep	提供自動化交易服務	2003-04-01	2003-07-07
	Rep	就機構融資提供意見	2003-04-01	2004-01-19
	Rep	就證券提供意見	2003-04-01	2004-01-19
	Rep	提供資產管理	2003-04-01	2004-01-19
	Rep	證券交易	2003-04-01	2006-03-02

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
UOB KAY HIAN (HONG KONG) LIMITED	RO	證券交易	2025-09-17	-
	Rep	證券交易	2008-06-11	2025-09-17
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	期貨合約交易	2008-06-11	-
CES Commodities (HK) Limited	Rep	期貨合約交易	2007-03-15	2008-05-31
CES International Commodities (HK) Limited	Rep	期貨合約交易	2007-03-15	2008-05-31
Everbright Securities Digital Finance (HK) Limited	Rep	證券交易	2007-03-15	2008-05-31
Everbright Securities Investment Services (HK) Limited	Rep	證券交易	2007-03-15	2008-05-31
PIPER JAFFRAY ASIA FUTURES LIMITED	Rep	期貨合約交易	2006-03-03	2007-03-01
PIPER JAFFRAY ASIA SECURITIES LIMITED	Rep	證券交易	2006-03-03	2007-03-01
CES Commodities (HK) Limited	Rep	就期貨合約提供意見	2003-04-01	2004-01-19
	Rep	提供資產管理	2003-04-01	2004-01-19
	Rep	期貨合約交易	2003-04-01	2006-03-02
Everbright Securities Digital Finance (HK) Limited	Rep	就機構融資提供意見	2003-04-01	2004-01-19
	Rep	就證券提供意見	2003-04-01	2004-01-19
	Rep	提供資產管理	2003-04-01	2004-01-19
	Rep	提供自動化交易服務	2003-04-01	2004-01-19
	Rep	證券交易	2003-04-01	2006-03-02
Everbright Securities Investment Services (HK) Limited	Rep	提供自動化交易服務	2003-04-01	2003-07-07
	Rep	就機構融資提供意見	2003-04-01	2004-01-19
	Rep	就證券提供意見	2003-04-01	2004-01-19
	Rep	提供資產管理	2003-04-01	2004-01-19
	Rep	證券交易	2003-04-01	2006-03-02