Personnel Hong Kong SFC License Details (ID 97478)

Personnel Hong Kong SFC License Details (ID 97478)

主要資料證監會牌照公開紀律行動

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
UOB KAY HIAN (HONG KONG) LIMITED	Rep	證券交易	2005-09-12	2022-12-02
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	期貨合約交易	2005-09-12	2022-12-02
GET NICE FUTURES COMPANY LIMITED	Rep	期貨合約交易	2005-06-01	2005-09-02
GET NICE SECURITIES LIMITED	Rep	證券交易	2005-06-01	2005-09-02
GREAT BAY SECURITIES LIMITED	RO	證券交易	2005-05-09	2005-05-31
PACIFIC CHALLENGE FUTURES HONG KONG LIMITED	RO	期貨合約交易	2005-05-09	2005-05-31
GREAT BAY SECURITIES LIMITED	Rep	證券交易	2004-10-25	2005-05-09
PACIFIC CHALLENGE FUTURES HONG KONG LIMITED	Rep	期貨合約交易	2004-10-25	2005-05-09
RPS INVESTMENT LIMITED	Rep	證券交易	2004-05-15	2004-10-20
SUN'S FUTURE LIMITED	Rep	期貨合約交易	2004-05-15	2004-10-20
DELTA ASIA FINANCIAL FUTURES LIMITED	Rep	期貨合約交易	2004-02-17	2004-04-13
DELTA ASIA SECURITIES LIMITED	Rep	證券交易	2004-02-17	2004-04-13
UOB KAY HIAN (HONG KONG) LIMITED	Rep	證券交易	2003-05-26	2004-02-05
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	期貨合約交易	2003-05-26	2004-02-05
UOB KAY HIAN (HONG KONG) LIMITED	RO	就機構融資提供意見	-	2003-05-26
	RO	就證券提供意見	-	2003-05-26
	RO	證券交易	-	2003-05-26
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	RO	期貨合約交易	-	2003-05-26