| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2006-06-13 | - |
| Rep | 證券交易 | 2006-04-28 | - | |
| CELESTIAL SECURITIES LIMITED | Rep | 證券交易 | 2005-11-10 | 2006-04-24 |
| CHINA EVERBRIGHT RESEARCH LIMITED | Rep | 就證券提供意見 | 2004-08-26 | 2005-10-16 |
| JS CRESVALE SECURITIES INTERNATIONAL LIMITED | Rep | 證券交易 | 2004-06-01 | 2004-07-27 |
| Rep | 就機構融資提供意見 | 2003-04-01 | 2004-05-28 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-05-28 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-06-01 |