| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2005-02-17 | - |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 證券交易 | 2004-12-24 | - |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2004-01-20 | 2004-12-22 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2004-01-20 | 2004-12-22 |
| VICTORY SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2003-07-24 | 2004-01-20 |
已採集記錄中暫無金管局登記。