| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 證券交易 | 2003-10-14 | - |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2003-05-16 | - |
| Regal Jewellery & Goldsmith Co., Limited | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-05-05 |
| Rep | 提供資產管理 | 2003-04-01 | 2003-05-05 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-10-14 | |
| Rep | 證券交易 | 2003-04-01 | 2003-10-14 |
已採集記錄中暫無金管局登記。